A detailed audit of BDC Department processes and practices addressing both Federal and State Regulations. Working directly with BDC Staff to understand the flow of information and how it is handled for proper disclosures and compliance. BDC compliance is focused on:

• Do Not Call and Do Not Email Protocols and Regulations

• Gramm-Leach-Bliley Act

• Safeguard Rule

• Disposal Rule

• Policies and Procedures

• New Hire Training

• Continual Education

• Code of Ethics